Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Becky? Claim Your ProfileBecky Pemerton is a financial advisor with Raymond James & Associates, Inc. located in Franklin, Tennessee. Becky has been in the financial services industry since 1980. Becky has a Series 7, SIE, and Series 66 license. Becky is a registered representative of Raymond James & Associates, Inc. in Tennessee. Before joining Raymond James, Becky worked at WELLS FARGO CLEARING SERVICES, LLC and UBS FINANCIAL SERVICES INC.. Becky has a diverse background and experience in providing financial guidance to a range of clients, including individuals, families, businesses, and institutions. Becky's commitment to understanding her clients' financial goals and tailoring strategies to meet their needs has earned her a reputation for providing personalized and comprehensive financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
10/02/2018 - Present
Raymond James & Associates, Inc. (FRANKLIN TN)
TN
02/03/2011 - 10/01/2018
WELLS FARGO CLEARING SERVICES, LLC (NASHVILLE TN)
TN
08/14/2000 - 02/07/2011
UBS FINANCIAL SERVICES INC. (NASHVILLE TN)
NY
02/29/2000 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
BOTH
Issued 08/02/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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