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Becky Jo Groves

Charles Schwab & CO., Inc.

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About Becky Jo Groves

Becky Jo Groves is a financial professional with over 18 years of experience in the financial services industry. Becky Jo has been registered with Charles Schwab & CO., Inc. since June 2021. Prior to joining Charles Schwab, Becky Jo worked for TD Ameritrade, Inc. and TD Ameritrade Clearing, Inc. Becky Jo holds the Series 66, 24, 99TO, SIE, and 7 licenses and has held the Series 66 license since 2005. Becky Jo currently holds licenses in 8 states. Becky Jo is able to assist clients with financial planning, portfolio management, and selection of other advisors.

Firm Information

Becky Groves is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Becky Groves’s Registration & Firm History

NE

06/14/2021 - Present

Charles Schwab & CO., Inc. (Omaha NE)

NE

01/31/2012 - 12/31/2023

TD AMERITRADE, INC. (OMAHA NE)

NE

09/22/2005 - 12/31/2023

TD AMERITRADE CLEARING, INC. (OMAHA NE)

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Licenses & Designations

BOTH

Issued 10/10/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/22/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/21/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Becky Jo Groves.
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