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Becky J Devries

Northwestern Mutual Investment Services, LLC

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About Becky J Devries

Becky Devries is a financial advisor who has been in the financial industry since 2007. Becky is currently registered with Northwestern Mutual Investment Services, LLC and has been registered with the firm since 2019. Becky has a background in both securities and investment advisory services, having previously worked at Morgan Stanley and Northern Trust Securities, Inc. Becky is committed to providing her clients with personalized financial advice and guidance. She is passionate about helping clients achieve their financial goals and has a strong track record of success.

Firm Information

Becky Devries is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Becky Devries’s Registration & Firm History

IL

08/07/2019 - Present

Northwestern Mutual Investment Services, LLC (OAK BROOK IL)

IL

05/07/2014 - 06/28/2019

MORGAN STANLEY (CHICAGO IL)

IL

03/20/2012 - 01/09/2014

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CHICAGO IL)

IL

10/29/1998 - 12/01/2003

NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)

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Licenses & Designations

IA

Issued 12/23/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/18/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/06/2014

Series 7 - General Securities Representative Examination

BC

Issued 03/19/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Becky J Devries.
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