Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Becker? Claim Your ProfileBecker Aleman is a financial advisor with over 15 years of experience in the financial services industry. Becker is currently registered with Charles Schwab & CO., Inc. in Metairie, Louisiana. Becker has held previous positions with firms such as J.P. Morgan Securities LLC, LPL Financial LLC, and Capital One Investing, LLC. Becker holds a variety of licenses and certifications, including Series 7, Series 63, Series 66, Series 24, Series 53, Series 9, and Series 10. Becker specializes in providing financial planning and advisory services to individuals, corporations, and other entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
LA
07/08/2020 - Present
Charles Schwab & CO., Inc. (Metairie LA)
LA
12/18/2019 - 04/07/2020
J.P. MORGAN SECURITIES LLC (METAIRIE LA)
LA
08/13/2018 - 09/18/2019
LPL FINANCIAL LLC (NEW ORLEANS LA)
LA
05/19/2016 - 05/02/2018
CAPITAL ONE INVESTING, LLC (NEW ORLEANS LA)
LA
01/02/2015 - 12/16/2015
CAPITAL ONE INVESTING, LLC (NEW ORLEANS LA)
LA
05/31/2008 - 01/02/2015
CAPITAL ONE INVESTMENT SERVICES LLC (NEW ORLEANS LA)
LA
05/12/2005 - 05/31/2008
CAPITAL ONE INVESTMENTS, LLC (NEW ORLEANS LA)
BOTH
Issued 11/28/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/12/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/19/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/13/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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