Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Beau? Claim Your ProfileBeau Randolph Raymond is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Beau has been in the industry since July 2004. Beau holds the Series 7 and Series 66 licenses and is registered in over 40 states for securities and investment advisory services. Beau specializes in providing financial planning services to individuals, businesses and pension consulting. Beau is a general partner/managing member of Plains Grove Brothers LLC which is a family investment LLC that invests in stocks, ETFs, mutual funds and cash.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
01/15/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MANDEVILLE LA)
BOTH
Issued 12/14/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/26/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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