Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Beau? Claim Your ProfileBeau Barterian is an investment professional with over 10 years of experience in the financial services industry. Beau has worked for a number of firms, including Cowen and Company, Cowen Securities, LP, Cascade Partners BD, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Beau is currently a registered representative with Piper Sandler & Co. and is licensed to sell securities in the state of Michigan. Beau holds the Series 7, Series 66 and Series 79TO licenses. Beau has experience providing analytical reports, public finance consulting program and portfolio management for businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
05/22/2024 - Present
Piper Sandler & Co. (MINNEAPOLIS MN)
MI
02/12/2019 - 05/20/2024
COWEN AND COMPANY (Birmingham MI)
MI
08/24/2018 - 05/21/2019
COWEN SECURITIES, LP (Birmingham MI)
MI
01/05/2017 - 04/20/2018
CASCADE PARTNERS BD, LLC (SOUTHFIELD MI)
MI
07/16/2014 - 11/30/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BLOOMFIELD HILLS MI)
BOTH
Issued 08/13/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/24/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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