Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Beatriz? Claim Your ProfileBeatriz Luppino is a financial professional with over 20 years of experience in the securities industry. She is currently registered with Newedge Securities, Inc. in Los Angeles, California. Previously, Beatriz Luppino worked at both Cantella & Co., Inc., and Royal Alliance Associates, Inc. Beatriz Luppino has a strong background in investment banking and is a Series 7, 24, 63 and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/26/2010 - Present
Newedge Securities, Inc. (LOS ANGELES CA)
CA
01/29/2010 - 03/11/2010
CANTELLA & CO., INC. (LOS ANGELES CA)
CA
09/16/2003 - 03/11/2008
CANTELLA & CO., INC. (LOS ANGELES CA)
AZ
06/10/2002 - 09/24/2003
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
BC
Issued 02/05/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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