Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Beatriz? Claim Your ProfileBeatriz Mas is a financial advisor with UBS Financial Services Inc. in Miami, Florida. Beatriz has been in the industry since 2001. Beatriz has a wide range of experience in the financial services industry, having previously worked at Santander Securities LLC and Donaldson, Lufkin & Jenrette Securities Corporation. Beatriz is registered with FINRA and the state of Florida. Beatriz holds the Series 63, 66, 7 and SIE licenses. Beatriz is also a representative of Amway.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
03/01/2019 - Present
UBS Financial Services Inc. (MIAMI FL)
FL
08/02/2002 - 07/11/2013
SANTANDER SECURITIES LLC (MIAMI FL)
NJ
07/18/2001 - 07/03/2002
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
06/07/2002 - 06/10/2002
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 02/28/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/28/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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