Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Beatriz? Claim Your ProfileBeatriz L. Keeney is a financial advisor with UBS Financial Services Inc. based in Houston, Texas. Beatriz has been a registered financial advisor since 2008 and holds a Series 66, 7, 9, 10, 24, SIE and 99TO licenses. Beatriz specializes in providing financial advice and services to individuals, businesses, corporations, pension and profit-sharing plans, charitable organizations, and insurance companies. Beatriz is also registered in Texas and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
04/27/2022 - Present
UBS Financial Services Inc. (HOUSTON TX)
CA
03/29/2010 - 04/12/2022
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
01/01/2010 - 03/25/2010
UBS FINANCIAL SERVICES INC. (SAN DIEGO CA)
CA
11/25/2008 - 01/01/2010
UBS INTERNATIONAL INC. (SAN DIEGO CA)
BOTH
Issued 04/28/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/26/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/01/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/24/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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