Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Beatriz? Claim Your ProfileBeatriz King is a financial advisor who has been working in the industry since 2008. King is currently registered with J.p. Morgan Securities LLC and previously worked with RBC Capital Markets, LLC and Cantor Fitzgerald & Co. King is licensed to provide financial advice and investment products in New York. King holds several licenses including Series 7, Series 63, SIE and Series 99TO. King specializes in providing financial advice to individuals, high net worth individuals, corporations, charitable organizations, insurance companies, and labor unions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
09/23/2013 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
02/11/2010 - 08/23/2013
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
11/24/2008 - 02/04/2010
CANTOR FITZGERALD & CO. (NEW YORK NY)
BC
Issued 04/03/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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