Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Beatriz? Claim Your ProfileBeatriz C Romero is an investment advisor representative who is registered with Morgan Stanley. Beatriz has over 10 years of experience in the financial services industry, with previous roles at Wells Fargo Clearing Services, LLC, Itau International Securities Inc, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Beatriz holds FINRA Series 7, 9, 10, 66, 99TO, and SIE licenses and is registered with the securities regulators in 53 states and Puerto Rico. She is also registered as an investment advisor representative in Florida and Texas. Beatriz specializes in providing portfolio management services for individuals, businesses, and investment companies. She also offers financial planning, asset allocation advice, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
06/11/2021 - Present
Morgan Stanley (Miami FL)
FL
08/19/2020 - 05/17/2021
WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)
FL
10/10/2018 - 09/05/2019
ITAU INTERNATIONAL SECURITIES INC. (MIAMI FL)
FL
05/11/2016 - 02/10/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMI FL)
BOTH
Issued 07/08/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/15/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/02/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 02/10/2017
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Beatriz Romero is the right advisor for you? Invested Better is here to help.
