Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Beatris? Claim Your ProfileBeatris Ruiz ferrer is an active investment advisor representative with UBS Financial Services Inc. Beatris has been in the industry since October 1997 and has a strong background in financial services. Beatris is registered in 53 states, 5 states as an Investment Advisor Representative, and 10 states as a registered representative with FINRA. Beatris's current location is New York, New York. Prior to UBS Financial Services Inc., Beatris worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and LEHMAN BROTHERS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
07/13/2024 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
11/30/1998 - 03/18/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/23/1997 - 12/15/1998
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/06/1997 - 12/09/1997
CIBC OPPENHEIMER (NEW YORK NY)
BOTH
Issued 12/02/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/24/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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