Unclaimed
Bazelais Occeas is a registered representative with Nylife Distributors LLC and has been in the securities industry since December 12, 2001. Bazelais holds the Series 7, Series 63, and SIE licenses. Bazelais is registered in New York and has been active with Nylife Distributors LLC since March 14, 2002. Previously, Bazelais was employed with DATEK ONLINE BROKERAGE SERVICES LLC in Omaha, Nebraska.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/14/2002 - Present
Nylife Distributors LLC (NEW YORK NY)
NE
02/28/2001 - 05/30/2001
DATEK ONLINE BROKERAGE SERVICES LLC (OMAHA NE)
BC
Issued 04/20/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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