Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Baxter? Claim Your ProfileBaxter Smith is an investment advisor representative with Ameriprise Financial Services, LLC. Baxter has been in the financial services industry since June 24, 1986. Baxter is registered to provide investment advice in Florida, Illinois, Kentucky, Maine, Massachusetts, North Carolina, Rhode Island, South Carolina, and Virginia. Baxter is also registered with FINRA and the state of Florida as a Registered Representative. Baxter's previous employment included a position with IDS Life Insurance Company in Minneapolis, Minnesota. Baxter is a Series 7, Series 63, and SIE licensed professional. Ameriprise Financial Services, LLC is an SEC Registered Investment Advisor with over 140,000 clients and over $479 billion in regulatory assets under management. Ameriprise Financial Services, LLC offers a wide range of financial planning and investment services, including asset allocation, portfolio management for individuals and businesses, pension consulting, educational seminars, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
01/01/1999 - Present
Ameriprise Financial Services, LLC (Assonet MA)
MN
08/11/2004 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 06/05/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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