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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bautista? Claim Your ProfileBautista Duhour is an active investment advisor representative who is registered with the state of Florida. Bautista is associated with UBS Financial Services Inc. and has been in the industry since August 2018. Bautista holds the Series 7TO, Series 66, and SIE licenses and has a total of 10 approved SRO registrations, 1 approved FINRA registration, and 15 approved state registrations. The advisor currently offers investment advice for various client types including high-net-worth individuals, corporations or other businesses, and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
01/03/2024 - Present
UBS Financial Services Inc. (Biscayne FL)
BOTH
Issued 12/30/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/15/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/17/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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