Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Batya? Claim Your ProfileBatya Brandwein is a financial professional with a focus on securities operations. Batya is currently registered with the Financial Industry Regulatory Authority (FINRA) as a Registered Representative for Mizuho Securities USA LLC. Batya has passed the Series 27, Series 99TO, and SIE exams. Batya is also registered with the state of New York. Batya has been in the industry for less than 1 year.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/06/2024 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 06/06/2024
Series 27 - Financial and Operations Principal Examination
BC
Issued 06/07/2024
Series 99TO - Operations Professional Examination
BC
Issued 06/07/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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