Unclaimed
Bastien Christophe Faucon-morin is an active advisor currently registered with Susquehanna Financial Group, Lllp. Bastien holds the Series 7TO, SIE, Series 86, and Series 87 licenses and has been in the industry since January 24, 2023. Before joining Susquehanna Financial Group, Lllp, Bastien was employed by Wolfe Research Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/17/2023 - Present
Susquehanna Financial Group, Lllp (NEW YORK NY)
NY
11/09/2022 - 07/31/2023
WOLFE RESEARCH SECURITIES (New York NY)
BC
Issued 08/14/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/2023
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/21/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/09/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/28/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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