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Bassem Samir Mickheal

Cetera Investment Services LLC

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About Bassem Samir Mickheal

Bassem Samir Mickheal is a financial advisor with over 10 years of experience in the industry. Bassem has a Series 6 and Series 63 license and is registered with the state of California and New Jersey. Currently, Bassem is an advisor with Cetera Investment Services LLC, previously working with WELLS FARGO ADVISORS, LLC. Bassem holds a SIE license and has a history of working with clients in Clifton, NJ.

Firm Information

Bassem Mickheal is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bassem Mickheal’s Registration & Firm History

NJ

03/16/2011 - Present

Cetera Investment Services LLC (Clifton NJ)

NJ

07/22/2008 - 12/07/2010

WELLS FARGO ADVISORS, LLC (LITTLE FERRY NJ)

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Licenses & Designations

BC

Issued 07/30/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/21/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bassem Samir Mickheal.
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