Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bassam? Claim Your ProfileBassam Ammar Omran is a financial professional registered with Axos Clearing LLC, a firm based in Centennial, Colorado. Bassam holds the Series 7 and Series 63 licenses, as well as the SIE designation, demonstrating his expertise in the financial services industry. Before joining Axos Clearing, Bassam worked at CHARLES SCHWAB & CO., INC. in Indianapolis, Indiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
09/08/2023 - Present
Axos Clearing LLC (CENTENNIAL CO)
IN
08/10/2018 - 02/25/2022
CHARLES SCHWAB & CO., INC. (Indianapolis IN)
BC
Issued 09/06/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2018
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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