Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Basil? Claim Your ProfileBasil Duncan is a financial advisor with over 20 years of experience in the financial services industry. Basil is currently registered with LPL Financial LLC as a Registered Representative and Investment Advisor Representative. Basil holds Series 7, Series 24, Series 63 and Series 66 licenses as well as the SIE designation. Basil has worked with AXA Advisors, LLC, BANC ONE CAPITAL MARKETS, INC., BANC ONE SECURITIES CORPORATION and CHEMICAL SECURITIES, INC. Basil is a CERTIFIED FINANCIAL PLANNER™ professional. Basil has been with LPL Financial LLC since 2010.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
06/16/2016 - Present
LPL Financial LLC (DUBLIN OH)
OH
11/01/2001 - 01/06/2010
AXA ADVISORS, LLC (WORTHINGTON OH)
IL
05/06/1999 - 12/20/1999
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
NA
02/29/1996 - 05/14/1999
BANC ONE SECURITIES CORPORATION
IL
02/28/1996 - 05/14/1999
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NY
04/06/1993 - 04/11/1994
CHEMICAL SECURITIES, INC. (NEW YORK NY)
BOTH
Issued 12/17/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/20/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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