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Basil A Darwish

Wells Fargo Securities, LLC

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About Basil A Darwish

Basil Darwish is a financial professional with over 10 years of experience in the industry. Basil is currently registered with Wells Fargo Securities, LLC and is located in the Palo Alto branch office. Previously, Basil was a registered representative at Citigroup Global Markets Inc. and Wells Fargo Securities, LLC in New York. Basil has passed the Series 7, Series 63, Series 99, and Series 7TO exams.

Firm Information

Basil Darwish is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Basil Darwish’s Registration & Firm History

CA

09/04/2024 - Present

Wells Fargo Securities, LLC (Palo Alto CA)

NY

04/12/2016 - 02/24/2020

WELLS FARGO SECURITIES, LLC (NEW YORK NY)

NY

10/13/2009 - 04/08/2016

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/14/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/09/2024

Series 7TO - General Securities Representative Examination

BC

Issued 03/09/2024

Series 99TO - Operations Professional Examination

BC

Issued 03/09/2024

SIE - Securities Industry Essentials Examination

BC

Issued 10/12/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Basil A Darwish.
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