Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Basavadatta? Claim Your ProfileBasavadatta Ghosh is an active Investment Advisor Representative, licensed in New Jersey. Basavadatta has been in the industry since January 27, 2011. Basavadatta is currently employed at Merrill Lynch, Pierce, Fenner & Smith Inc. Basavadatta was previously employed at J.P. MORGAN SECURITIES LLC, CITIGROUP GLOBAL MARKETS INC., and HSBC SECURITIES (USA) INC. Basavadatta has passed the Series 6, Series 7, Series 63, Series 65, and SIE exams. Basavadatta has a state exam category of Series 65 and Series 63. Basavadatta has a product exam category of SIE, Series 7, and Series 6. Basavadatta specializes in Fixed Annuities, Variable Annuities, Mutual Funds, ETFs, and Structured Products. Basavadatta is registered with FINRA, and the state of New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/18/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NJ
11/19/2019 - 03/08/2021
J.P. MORGAN SECURITIES LLC (CEDAR GROVE NJ)
NY
08/20/2015 - 11/25/2019
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/11/2010 - 08/11/2015
HSBC SECURITIES (USA) INC. (NEW YORK NY)
IA
Issued 10/25/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/17/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2013
Series 7 - General Securities Representative Examination
BC
Issued 11/10/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Basavadatta Ghosh is the right advisor for you? Invested Better is here to help.
