Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Baruch? Claim Your ProfileBaruch Azulay is a financial advisor with over 20 years of experience in the industry. Baruch is currently registered with J.P. Morgan Securities LLC and has previously worked for several other firms, including Chase Investment Services Corp, R. F. Lafferty & Co., Inc., and Quick & Reilly, Inc. Baruch is a licensed broker and investment advisor and holds several industry licenses, including Series 65, 66, 7, 9, and 10. Baruch is registered to conduct business in several states, including New York, New Jersey, Texas, and others. Baruch specializes in providing financial planning, portfolio management, and other investment services to individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
08/29/2013 - Present
J.p. Morgan Securities LLC (BROOKLYN NY)
NY
05/05/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BROOKLYN NY)
NY
08/16/2004 - 04/19/2005
R. F. LAFFERTY & CO., INC. (NEW YORK NY)
NY
07/24/2002 - 06/17/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
06/07/2004 - 06/14/2004
R. F. LAFFERTY & CO., INC. (NEW YORK NY)
NY
05/27/2002 - 10/29/2002
MOMENTUM SECURITIES, L.L.C. (NEW YORK NY)
NY
02/04/1999 - 06/09/2000
QUICK & REILLY, INC. (NEW YORK NY)
IA
Issued 10/31/2005
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 03/15/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/22/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/21/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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