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Barton Robert Holl

SUN Life Institutional Distributors (u.s.) LLC

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About Barton Robert Holl

Barton Holl is a financial professional with over 20 years of experience in the industry. Barton currently works as a registered representative for Sun Life Institutional Distributors (u.s.) LLC in Wellesley Hills, MA. Previously, Barton has held positions at DWS Distributors, Inc., DEAM Investor Services, Inc., SCUDDER Investor Services, Inc., AELTUS Capital, Inc and Wells Fargo Securities Inc. Barton holds FINRA Series 3, 6, 7, 24 and SIE licenses. Barton is registered to offer securities in all 50 states and the District of Columbia.

Firm Information

Barton Holl is currently registered with SUN Life Institutional Distributors (u.s.) LLC. SUN Life Institutional Distributors (u.s.) LLC is a Limited Liability Company formed in 2013 and is approved to operate in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico. The firm is registered with the SEC and operates as a financial services provider.

Not reported

Assets Under Management

Not reported

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Barton Holl’s Registration & Firm History

MA

04/25/2019 - Present

SUN Life Institutional Distributors (u.s.) LLC (WELLESLEY HILLS MA)

NY

05/31/2011 - 12/18/2018

DWS DISTRIBUTORS, INC. (NEW YORK NY)

NY

02/23/2007 - 05/31/2011

DEAM INVESTOR SERVICES, INC. (NEW YORK NY)

NY

04/22/1999 - 07/15/2002

SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)

CT

12/12/1994 - 04/02/1996

AELTUS CAPITAL, INC (HARTFORD CT)

CA

11/30/1993 - 09/29/1994

WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)

NA

02/24/1984 - 12/09/1985

KIDDER, PEABODY & CO. INCORPORATED

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Licenses & Designations

BC

Issued 06/05/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/29/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/28/2007

Series 3 - National Commodity Futures Examination

BC

Issued 02/22/2007

Series 7 - General Securities Representative Examination

BC

Issued 11/29/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Barton Robert Holl.
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