Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barton? Claim Your ProfileBarton Kaufman is a financial advisor in Phoenix, Arizona, and a Registered Representative with Kestra Investment Services, LLC. Barton is licensed to offer advisory services in Arizona, Indiana and other states. Barton is also an Investment Advisor Representative with Kestra Advisory Services, LLC. He has worked in the industry for over 45 years. Barton specializes in providing financial planning, portfolio management for businesses and individuals, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
04/19/2016 - Present
Kestra Advisory Services, LLC (Phoenix AZ)
OR
04/16/2001 - 03/25/2003
M HOLDINGS SECURITIES, INC. (PORTLAND OR)
CA
03/17/1993 - 11/29/2002
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
MA
09/03/1987 - 04/18/2001
MUTUAL SERVICE CORPORATION (BOSTON MA)
NA
09/03/1976 - 10/21/1989
INTEGRATED RESOURCES EQUITY CORPORATION
IA
Issued 01/18/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/03/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
BC
Issued 08/28/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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