Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barton? Claim Your ProfileBarton Young is a registered investment advisor representative with Sovereign Financial Group, Inc. based in Stamford, CT. Barton has been in the financial services industry since 1993. Barton's previous employers include Raymond James Financial Services, Inc. and Robert Thomas Securities, Inc.. Barton is a Series 7, 24, 31 and 65 licensed investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
10/14/2022 - Present
Sovereign Financial Group, Inc. (STAMFORD CT)
FL
01/04/1999 - 10/13/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (Windermere FL)
FL
06/01/1998 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
MN
04/08/1997 - 06/29/1998
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NA
07/03/1995 - 04/10/1997
DAIN BOSWORTH INCORPORATED
NY
04/23/1993 - 06/30/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 07/22/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/28/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 04/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
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