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Barton Evans Crockett

Rosenblatt Securities Inc.

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About Barton Evans Crockett

Barton Evans Crockett is a financial professional with over 20 years of experience in the industry. Barton currently works for Rosenblatt Securities Inc. and previously worked for B. Riley FBR, INC., LAZARD CAPITAL MARKETS LLC, and J.P. MORGAN SECURITIES INC.. Barton holds several licenses and certifications including Series 7, Series 24, Series 86, Series 87, and SIE. Barton is also a registered representative with FINRA.

Firm Information

Barton Crockett is currently registered with Rosenblatt Securities Inc.. Rosenblatt Securities Inc. is a corporation formed on August 29, 1979, with an approved status. They are registered with the Securities and Exchange Commission and in 17 states, including California, Colorado, Connecticut, Florida, Illinois, Maryland, Massachusetts, Minnesota, Missouri, New Jersey, New York, Ohio, Pennsylvania, South Carolina, Texas, Virginia, and Washington. They have reported 6 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Barton Crockett’s Registration & Firm History

NY

04/07/2022 - Present

Rosenblatt Securities Inc. (NEW YORK NY)

VA

10/18/2013 - 01/17/2019

B. RILEY FBR, INC. (ARLINGTON VA)

NY

02/03/2009 - 10/17/2013

LAZARD CAPITAL MARKETS LLC (NEW YORK NY)

NY

10/01/2008 - 12/17/2008

J.P.MORGAN SECURITIES INC. (NEW YORK NY)

NY

05/01/2001 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

02/05/2001 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

02/01/2000 - 02/05/2001

CHASE SECURITIES INC. (NEW YORK NY)

CA

09/01/1999 - 02/01/2000

HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 04/14/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/25/2017

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/02/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 02/26/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 08/31/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Barton Evans Crockett.
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