Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barton? Claim Your ProfileBarton E. Ambrose is a financial professional with over 15 years of experience in the industry. Barton is currently a registered representative with Stifel, Nicolaus & Company, Inc. Barton has previously held positions at Scottrade, Inc., E*TRADE Clearing LLC, and Brownco, LLC. Barton holds the Series 7, Series 24, Series 57, and SIE licenses. Barton is a specialist in financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
03/19/2020 - Present
Stifel, Nicolaus & Company, Inc. (ST. LOUIS MO)
MO
08/10/2015 - 04/03/2018
SCOTTRADE, INC. (ST. LOUIS MO)
NY
09/04/2002 - 04/09/2014
E*TRADE CLEARING LLC (NEW YORK NY)
MA
05/24/2006 - 06/29/2006
BROWNCO, LLC (BOSTON MA)
MA
12/14/2005 - 05/08/2006
BROWNCO, LLC (BOSTON MA)
BC
Issued 11/25/2016
Series 24 - General Securities Principal Examination
BC
Issued 04/03/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2017
Series 57 - Securities Trader Exam
BC
Issued 12/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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