Unclaimed
Barton Bergman is a financial professional with over 16 years of experience in the industry. Barton holds the Series 7, Series 55, Series 57TO and SIE licenses. Barton is currently registered with Interactive Brokers Corp. and Interactive Brokers LLC. Previously, Barton was employed with IBKR Securities Services LLC, INTERACTIVE BROKERS LLC, TWO SIGMA SECURITIES, LLC and TIMBER HILL LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
03/24/2023 - Present
Interactive Brokers Corp. (GREENWICH CT)
CT
06/18/2020 - 02/09/2024
IBKR SECURITIES SERVICES LLC (GREENWICH CT)
CT
07/09/2020 - 10/07/2022
INTERACTIVE BROKERS LLC (GREENWICH CT)
CT
09/14/2017 - 06/02/2020
TWO SIGMA SECURITIES, LLC (Stamford CT)
CT
09/25/2006 - 09/13/2017
TIMBER HILL LLC (GREENWICH CT)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/22/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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