Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bartolo? Claim Your ProfileBartolo Panepinto is a financial professional with over 20 years of experience in the industry. Bartolo is currently registered with HSBC Securities (USA) Inc., where Bartolo has been employed since 2005. Prior to Bartolo's time with HSBC, Bartolo was employed by UBS Financial Services Inc. and HSBC Brokerage (USA) Inc. Bartolo holds Series 7, 9, 10, 63, and SIE licenses. Bartolo provides advisory services to individuals, businesses and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
08/18/2016 - Present
Hsbc Securities (usa) Inc. (Buffalo NY)
NY
12/06/2013 - 11/24/2015
UBS FINANCIAL SERVICES INC. (BUFFALO NY)
NY
01/01/2005 - 12/09/2013
HSBC SECURITIES (USA) INC. (DEPEW NY)
NY
08/29/2001 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
BC
Issued 11/12/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/14/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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