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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bartjan? Claim Your ProfileBartjan Leopoldo Vargas is a financial advisor with over 20 years of experience in the financial services industry. Vargas is currently registered with State Farm Investment Management Corp. and has previously worked with AXA Advisors, LLC, Capstone Investments, Jack White & Company, Inc. and Midwest Discount Brokers Inc. Vargas specializes in investment company products and variable contracts, general securities, and securities industry essentials. Vargas holds a Series 7, Series 24, Series 26, Series 53, Series 63, and Series 65 licenses, as well as the SIE exam. Vargas is also a registered investment advisor in Arizona, California, Nevada, and Oregon.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
11/25/2020 - Present
State Farm Investment Management Corp. (Escondido CA)
CA
05/12/2003 - 04/02/2014
STATE FARM VP MANAGEMENT CORP. (SAN DIEGO CA)
NY
04/12/2001 - 10/04/2002
AXA ADVISORS, LLC (NEW YORK NY)
CA
07/21/1998 - 03/16/2001
CAPSTONE INVESTMENTS (SAN DIEGO CA)
NA
11/19/1996 - 05/17/1998
JACK WHITE & COMPANY, INC.
NY
07/17/1996 - 08/16/1996
MIDWEST DISCOUNT BROKERS INC. (NEW YORK NY)
IA
Issued 01/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/28/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 03/16/1999
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/10/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/23/1997
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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