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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bart? Claim Your ProfileBart Little is a financial advisor with over 23 years of experience in the financial services industry. Bart currently works with Commonwealth Financial Network, where they provide financial advice and services to individuals, families, and businesses. Bart holds the Series 63, Series 65, Series 7, and SIE licenses. Their previous employers include RAYMOND JAMES FINANCIAL SERVICES, INC., BANC ONE SECURITIES CORPORATION, WADDELL & REED, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., IDS LIFE INSURANCE COMPANY, TUSCHNER & COMPANY, INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OH
03/08/2010 - Present
Commonwealth Financial Network (SPRINGFIELD OH)
OH
08/13/2003 - 03/05/2010
RAYMOND JAMES FINANCIAL SERVICES, INC. (SPRINGFIELD OH)
IL
11/20/2000 - 08/15/2003
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
KS
02/17/2000 - 11/17/2000
WADDELL & REED, INC. (OVERLAND PARK KS)
MN
02/02/1999 - 09/01/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/02/1999 - 09/01/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
10/16/1998 - 01/26/1999
TUSCHNER & COMPANY, INC. (ST. CLOUD MN)
NY
08/08/1997 - 05/15/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 04/28/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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