Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bart? Claim Your ProfileBart Kendall Gregory is a financial advisor with over 10 years of experience in the financial services industry. Bart has held various roles with firms like Edward Jones, Fidelity Brokerage Services, and Vanguard Marketing Corporation, which allowed Bart to develop a broad understanding of financial markets and investment strategies. Currently, Bart is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and provides a range of services including portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
05/21/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
NC
05/09/2023 - 11/22/2023
SECU BROKERAGE SERVICES (MOORESVILLE NC)
NC
08/03/2022 - 04/25/2023
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
NC
12/20/2021 - 08/01/2022
LPL FINANCIAL LLC (CHARLOTTE NC)
FL
09/27/2021 - 10/01/2021
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
FL
08/19/2015 - 06/01/2021
ALLSTATE FINANCIAL SERVICES, LLC (Orlando FL)
FL
08/06/2013 - 01/02/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
FL
10/27/2006 - 10/10/2008
EDWARD JONES (ORLANDO FL)
OH
04/23/2004 - 04/11/2006
NATIONWIDE SECURITIES, INC. (COLUMBUS OH)
GA
10/20/2003 - 12/31/2003
WORLD GROUP SECURITIES, INC. (DULUTH GA)
BOTH
Issued 09/23/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/23/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2013
Series 7 - General Securities Representative Examination
BC
Issued 10/17/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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