Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bart? Claim Your ProfileBart Ballinger is a financial professional with over 20 years of experience in the industry. Bart is currently registered with Usi Advisors. Bart has held previous positions at Manning & Napier Investor Services, Inc. and GWFS Equities, Inc. Bart has passed the Series 6, 7, 63, and 66 exams. Bart also has a history of experience in various sectors of the financial industry including investment banking, wealth management, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Seminars and consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/24/2021 - Present
USI Advisors (Los Angeles CA)
NY
11/30/2017 - 03/16/2018
MANNING & NAPIER INVESTOR SERVICES, INC. (FAIRPORT NY)
CA
09/02/2014 - 01/25/2016
GWFS EQUITIES, INC. (LA CANADA CA)
CA
11/12/2009 - 09/02/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (LA CANADA CA)
NC
04/05/2007 - 08/21/2009
WELLS FARGO FUNDS DISTRIBUTOR, LLC (CHARLOTTE NC)
CA
11/29/2002 - 03/30/2007
WELLS FARGO BROKERAGE SERVICES, L.L.C. (LOS ANGELES CA)
CA
05/02/2001 - 11/29/2002
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
06/21/2000 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
CT
03/09/2000 - 04/06/2000
CIGNA FINANCIAL SERVICES, INC. (HARTFORD CT)
RI
10/27/1995 - 09/30/1998
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
NY
09/03/1993 - 10/13/1995
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
BOTH
Issued 08/24/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/02/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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