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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bart? Claim Your ProfileBart Branum Ozbun is an active investment advisor representative. Bart is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., and has been in the industry since January 11, 1986. Bart has a strong track record with previous experience at Boatmen's Investment Services, Inc. and Crews & Associates, Inc. The advisor's specialties include Portfolio Management for Individuals, Portfolio Management for Businesses, Pension Consulting, and Educational Seminars. Bart is registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
09/09/1999 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CAPE GIRARDEAU MO)
MO
08/01/1986 - 09/07/1995
BOATMEN'S INVESTMENT SERVICES, INC. (ST. LOUIS MO)
NA
07/23/1985 - 02/11/1986
CREWS & ASSOCIATES, INC.
IA
Issued 12/20/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/20/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/27/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/20/1988
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/03/1986
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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