Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barry? Claim Your ProfileBarry Wayne Simon is a registered representative with Wedbush Securities Inc. located in LOS ANGELES, California. Barry has been in the industry since February 18, 1984. Barry has passed the Series 7, Series 63, and SIE exams and holds active registrations in several states. Barry is also an Investment Advisor Representative registered in California. Prior to joining Wedbush Securities Inc., Barry held positions at several other firms, including TRIQUEST FINANCIAL, INC., DEAN WITTER REYNOLDS INC., and FINANCIAL WEST GROUP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/04/2013 - Present
Wedbush Securities Inc. (LOS ANGELES CA)
CA
06/12/1997 - 07/30/2001
TRIQUEST FINANCIAL, INC. (GLENDALE CA)
NY
09/16/1991 - 06/03/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NV
04/30/1991 - 08/06/1991
FINANCIAL WEST GROUP (RENO NV)
NA
02/27/1990 - 04/30/1991
FINANCIAL WEST INVESTMENT GROUP
NA
10/18/1988 - 08/01/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
06/07/1983 - 10/18/1988
DEAN WITTER REYNOLDS INC.
BC
Issued 05/31/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Barry Simon is the right advisor for you? Invested Better is here to help.
