Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barry? Claim Your ProfileBarry Waxler is a financial advisor with Kingswood Wealth Advisors, LLC, based in San Diego, CA. Barry has over 30 years of experience in the financial services industry. Barry provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. Barry is also registered as an Investment Advisor Representative in Alabama, Arizona, California, Connecticut, Florida, Idaho, Illinois, Kansas, Louisiana, Nevada, North Carolina and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
01/03/2022 - Present
Kingswood Wealth Advisors, LLC (SAN DIEGO CA)
NY
10/25/2021 - 05/19/2023
BENCHMARK INVESTMENTS, LLC (NEW YORK NY)
CA
10/16/2020 - 10/29/2021
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
04/24/2014 - 10/29/2020
SECURITIES AMERICA, INC. (San Diego CA)
CA
08/06/2010 - 04/30/2014
INDEPENDENT FINANCIAL GROUP, LLC (SAN DIEGO CA)
CA
11/02/2009 - 07/30/2010
NATIONAL PLANNING CORPORATION (SAN DIEGO CA)
CA
10/18/2005 - 11/03/2009
MAIN STREET SECURITIES, LLC (SAN DIEGO CA)
CA
05/18/2004 - 10/10/2005
WAVELAND CAPITAL PARTNERS LLC (IRVINE CA)
CA
09/08/2003 - 05/17/2004
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
IN
06/21/1993 - 09/11/2003
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
IA
Issued 08/11/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/22/2022
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/18/1993
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
Not sure Barry Waxler is the right advisor for you? Invested Better is here to help.
