Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barry? Claim Your ProfileBarry McCarthy is an investment advisor representative with Ameriprise Financial Services, LLC. Barry has been in the industry since 2002 and holds a Series 7, Series 9, Series 10, Series 31 and Series 66. Barry has held previous positions with Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated and WELLS FARGO CLEARING SERVICES, LLC. Barry is registered with FINRA and the states of Florida, Georgia, Maryland, Montana, New Jersey, North Carolina, Pennsylvania, South Carolina, Texas, Virginia and Wisconsin. Barry specializes in providing financial planning, portfolio management, and asset allocation services to individuals and businesses. Barry also provides pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
03/26/2021 - Present
Ameriprise Financial Services, LLC (Blue Bell PA)
PA
08/13/2010 - 03/30/2021
WELLS FARGO CLEARING SERVICES, LLC (JENKINTOWN PA)
PA
06/01/2009 - 08/17/2010
MORGAN STANLEY SMITH BARNEY (PHILADELPHIA PA)
PA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PHILADELPHIA PA)
PA
05/24/2002 - 04/02/2007
MORGAN STANLEY DW INC. (PHILADELPHIA PA)
BOTH
Issued 05/31/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/28/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/11/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 05/23/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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