Unclaimed
Barry Tucker is an active investment advisor representative with over 50 years in the industry. Barry is registered with j.p. morgan securities llc and has been with the firm since June 2010. Prior to that, Barry was a registered representative at UBS Financial Services Inc. from January 1995 to June 2010 and at Oppenheimer & Co., Inc. from May 1970 to January 1995. Barry has a wide range of experience in the financial industry and is licensed to sell securities in multiple states. Barry provides investment advice to a variety of clients, including individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
11/09/2022 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
01/26/1995 - 06/17/2010
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
05/15/1970 - 01/18/1995
OPPENHEIMER & CO., INC. (NEW YORK NY)
BC
Issued 12/17/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/1969
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1977
PC - AMEX Put and Call Exam
BC
Issued 10/03/1961
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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