Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barry? Claim Your ProfileBarry Oneil is a financial advisor registered with UBS Financial Services Inc. Barry has been in the industry since 1984 and has worked at various firms, including RBC Capital Markets, LLC, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Smith Barney, Harris Upham & Co., Incorporated. Barry holds a Series 7, 9, 10, 63, and 65 licenses. Barry specializes in a variety of financial services, including financial planning, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
10/26/2011 - Present
UBS Financial Services Inc. (ROCKLAND MA)
MA
05/09/2003 - 08/15/2011
RBC CAPITAL MARKETS, LLC (OSTERVILLE MA)
NY
01/01/1998 - 05/19/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
12/12/1990 - 12/10/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/20/1989 - 12/15/1990
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NA
04/11/1988 - 01/05/1989
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
12/17/1987 - 02/20/1988
NOVATECH CAPITAL CORPORATION
NA
11/05/1987 - 12/22/1987
JAMES J. DUANE & CO., INC.
NA
04/01/1987 - 09/11/1987
D. H. BLAIR & CO., INC.
NA
08/22/1986 - 05/07/1987
SHEARSON LEHMAN BROTHERS INC.
NA
10/17/1984 - 08/26/1986
OPPENHEIMER & CO., INC.
NA
09/23/1983 - 10/10/1984
SHEARSON LEHMAN/AMERICAN EXPRESS INC.
IA
Issued 11/10/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/04/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/21/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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