Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barry? Claim Your ProfileBarry Thomas Compton has been a registered representative for over 38 years. Barry is currently affiliated with Stifel, Nicolaus & Company, Inc. where he has been employed since September 2009. Barry has been in the securities industry since July 1984. Prior to joining Stifel, Nicolaus & Company, Inc., Barry was affiliated with UBS Financial Services Inc. from January 2001 to September 2009.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
02/08/2021 - Present
Stifel, Nicolaus & Company, Inc. (ALTOONA PA)
PA
01/25/2001 - 09/25/2009
UBS FINANCIAL SERVICES INC. (JOHNSTOWN PA)
MA
04/07/1988 - 01/23/2001
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
04/07/1988 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NA
07/26/1984 - 03/19/1988
FIRST INVESTORS CORPORATION
IA
Issued 11/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/25/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/25/1986
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/25/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Barry Compton is the right advisor for you? Invested Better is here to help.
