Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barry? Claim Your ProfileBarry Tague is a financial advisor with over 25 years of experience. Barry is currently registered with J.p. Morgan Securities LLC and is licensed to provide investment advisory services in California and Texas. Previously, Barry worked at BANC of America Securities LLC, Montgomery Securities, and Goldman, Sachs & Co. Barry has passed several industry exams including the Series 7, Series 24, Series 55, Series 63, and Series 66. Barry also holds the Chartered Financial Analyst designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
11/16/2022 - Present
J.p. Morgan Securities LLC (Walnut Creek CA)
NY
10/01/1997 - 05/08/2000
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
07/10/1996 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
NY
02/11/1991 - 05/22/1996
GOLDMAN, SACHS & CO. (NEW YORK NY)
BOTH
Issued 04/18/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/24/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/1996
Series 24 - General Securities Principal Examination
BC
Issued 03/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/25/2022
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/07/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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