Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barry? Claim Your ProfileBarry Steven Pomp is a financial advisor registered with R. F. Lafferty & CO., Inc. in New York, New York. Barry has been in the industry since 1996 and has held various positions at several firms including Seton Securities Group, Inc., Tejas Securities Group, Inc. and 1st Discount Brokerage, Inc. Barry holds the Series 7, 63, 53 and SIE licenses, and has experience working with high-net-worth individuals and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
06/03/2011 - Present
R. F. Lafferty & CO., Inc. (NEW YORK NY)
NJ
03/10/2005 - 05/24/2011
SETON SECURITIES GROUP, INC. (UNION BEACH NJ)
TX
10/24/2002 - 04/04/2005
TEJAS SECURITIES GROUP, INC. (AUSTIN TX)
FL
10/16/2002 - 10/29/2002
1ST DISCOUNT BROKERAGE, INC. (LAKE WORTH FL)
FL
08/21/2002 - 10/14/2002
1ST DISCOUNT BROKERAGE, INC. (LAKE WORTH FL)
CA
10/13/2000 - 08/21/2002
ACUMENT SECURITIES, INC. (SAN FRANCISCO CA)
FL
10/15/1996 - 11/17/1998
INTERNATIONAL ASSETS ADVISORY CORPORATION (ORLANDO FL)
NA
01/01/1996 - 10/17/1996
BERSEC INTERNATIONAL CORPORATION
MN
02/14/1995 - 11/14/1995
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/14/1995 - 11/14/1995
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NJ
04/15/1993 - 12/14/1993
HALPERT AND COMPANY, INC. (MILLBURN NJ)
BC
Issued 04/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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