Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barry? Claim Your ProfileBarry Stephen Guinn is a financial advisor with U.S. Capital Wealth Advisors, LLC located in Austin, Texas. Barry has been in the financial services industry since 2000. Prior to joining U.S. Capital Wealth Advisors, LLC, Barry worked at UBS Financial Services Inc., Deutsche Bank Securities Inc., and Northwestern Mutual Investment Services, LLC. Barry is registered with FINRA and the state of Texas. Barry holds the Series 7, 6, 63, 66, 31, and SIE licenses. Barry specializes in working with high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/30/2021 - Present
U.s. Capital Wealth Advisors, LLC (AUSTIN TX)
TX
07/03/2002 - 01/21/2011
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
NY
07/09/2001 - 07/11/2002
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
WI
07/12/2000 - 01/05/2001
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
BOTH
Issued 08/27/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/12/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 08/10/2001
Series 7 - General Securities Representative Examination
BC
Issued 07/11/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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