Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barry? Claim Your ProfileBarry Stephen Davis is a financial advisor with LPL Financial LLC in Tucson, Arizona. Barry has been in the financial industry since 1980. Barry is licensed to offer advisory and brokerage services in the following states: Alaska, Arizona, California, Connecticut, Florida, Illinois, Indiana, New York, Texas and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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AZ
01/25/2018 - Present
LPL Financial LLC (TUCSON AZ)
AZ
01/19/2005 - 04/03/2007
RAYMOND JAMES FINANCIAL SERVICES, INC. (TUCSON AZ)
NJ
11/06/2000 - 12/17/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
11/15/1996 - 11/09/2000
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
07/31/1993 - 11/07/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
06/16/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/06/1987 - 06/14/1989
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
03/30/1984 - 04/29/1987
PRUDENTIAL-BACHE SECURITIES INC.
NA
05/07/1985 - 03/18/1986
PRUDENTIAL-BACHE SECURITIES (PAN AMERICA) INC.
NA
10/13/1982 - 04/12/1984
L. F. ROTHSCHILD, UNTERBERG, TOWBIN
NA
10/23/1980 - 10/26/1982
KIDDER, PEABODY & CO. INCORPORATED
IA
Issued 03/07/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/26/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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