Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barry? Claim Your ProfileBarry Sommers is a financial advisor with Wells Fargo Clearing Services, LLC, with over 25 years of experience in the financial services industry. Barry is registered with the state of New York as a Broker-Dealer and Investment Advisor Representative. Previously, Barry was employed by J.P. Morgan Securities LLC and Goldman Sachs & Co. Barry offers portfolio management, investment consulting, and financial planning services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
07/23/2021 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
NY
10/01/2012 - 06/24/2019
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
11/01/2010 - 11/20/2013
J.P. MORGAN CLEARING CORP. (BROOKLYN NY)
NY
08/13/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
12/15/2009 - 08/12/2010
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
NY
06/19/1997 - 08/12/2010
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
09/05/1995 - 06/12/1997
GOLDMAN, SACHS & CO. (NEW YORK NY)
MA
12/24/1992 - 08/01/1995
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
IA
Issued 10/21/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/25/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/22/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/1995
Series 7 - General Securities Representative Examination
BC
Issued 12/22/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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