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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barry? Claim Your ProfileBarry Scott Capps is a financial advisor with over 30 years of experience in the industry. Barry is currently registered with Ameriprise Financial Services, LLC and has previously worked at IDS LIFE INSURANCE COMPANY, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, EDWARD JONES, AMERICAN EXPRESS FINANCIAL ADVISORS INC., and F.N. WOLF & CO., INC. Barry holds Series 7, Series 63, and Series 65 licenses. Barry's areas of specialization include asset allocation services, financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Barry's firm Ameriprise Financial Services, LLC is a large firm with assets under management of $1 billion - $10 billion. The firm's specialties include asset allocation services, financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
SC
10/27/2004 - Present
Ameriprise Financial Services, LLC (MYRTLE BEACH SC)
MN
10/25/2004 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
04/16/2003 - 09/16/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MO
09/18/2001 - 04/07/2003
EDWARD JONES (ST. LOUIS MO)
MN
05/19/1992 - 09/19/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/19/1992 - 09/19/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
02/26/1992 - 03/06/1992
F.N. WOLF & CO., INC.
IA
Issued 05/20/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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