Unclaimed
Barry Santi Di ruzza is a financial professional with Northwestern Mutual Investment Services, LLC. Barry has been in the industry since 2018. Barry is licensed in Alabama, Florida, Michigan, Minnesota, North Carolina, Ohio, South Carolina, Tennessee, Virginia, Washington and Wisconsin. Barry holds Series 6, SIE, and Series 63 licenses. Barry's office is located in Charlotte, North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NC
03/30/2018 - Present
Northwestern Mutual Investment Services, LLC (Charlotte NC)
BC
Issued 05/05/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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