Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barry? Claim Your ProfileBarry Ray Shatzman is a financial advisor with over 40 years of experience in the industry. Barry is currently registered with Wells Fargo Clearing Services, LLC and has been with them since November 2021. Prior to this role, Barry was with Morgan Stanley from September 2010 to December 2021 and Janney Montgomery Scott LLC from April 1984 to September 2010. Barry holds the Series 63, 65, 7, 9, 10, 15, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
11/05/2021 - Present
Wells Fargo Clearing Services, LLC (PHILADELPHIA PA)
PA
09/13/2010 - 12/02/2021
MORGAN STANLEY (Philadelphia PA)
PA
04/05/1984 - 09/21/2010
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
NA
03/18/1983 - 05/17/1984
PRUDENTIAL-BACHE SECURITIES INC.
NA
03/25/1982 - 03/21/1983
GRUNTAL & CO.
NA
03/23/1981 - 04/01/1982
E. W. SMITH CO.
IA
Issued 06/23/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/15/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/22/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/1984
Series 5 - Interest Rate Options Examination
BC
Issued 10/17/1983
Series 15 - Foreign Currency Options Examination
BC
Issued 03/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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