Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barry? Claim Your ProfileBarry Phillip West is a financial advisor with over 40 years of experience in the financial services industry. Barry is currently registered with UBS Financial Services Inc. in New York and Texas. Prior to joining UBS, Barry was employed with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Prudential Securities Incorporated, Cowen & Co., Moseley Securities Corporation, Beuret & Company, LTD., Ladenburg, Thalmann & Co., Inc., Smith Barney, Harris Upham & Co., Incorporated, A.G. Becker Paribas Incorporated, Bear, Stearns & Co., A. G. Becker Incorporated, Oppenheimer & Co., Inc., and E. F. Hutton & Company Inc. Barry holds a Series 3, 7, 8, 9, 10, 63 and 65 license. Barry is active in the community, serving on the Board of Directors of 190 East 190 Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
10/25/2010 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
05/24/2000 - 10/22/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/16/1990 - 04/28/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/02/1988 - 04/17/1990
COWEN & CO. (NEW YORK NY)
NA
01/07/1987 - 12/22/1987
MOSELEY SECURITIES CORPORATION
NA
05/12/1986 - 01/14/1987
BEURET & COMPANY, LTD.
NA
10/30/1984 - 06/03/1986
LADENBURG, THALMANN & CO., INC.
NA
02/13/1984 - 11/21/1984
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
04/12/1982 - 01/19/1984
A.G. BECKER PARIBAS INCORPORATED
NA
12/22/1981 - 04/19/1982
BEAR, STEARNS & CO.
NA
03/18/1980 - 11/11/1981
A. G. BECKER INCORPORATED
NA
07/11/1978 - 04/04/1980
OPPENHEIMER & CO., INC.
NA
09/01/1976 - 08/11/1978
E. F. HUTTON & COMPANY INC
IA
Issued 10/29/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/12/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/17/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1993
Series 3 - National Commodity Futures Examination
BC
Issued 08/21/1976
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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